Evans and Coleman [72] performed the first simulations of critical collapse with a perfect fluid with EOS
(where
is the energy density and p the pressure) for k = 1/3 (radiation), and found a CSS
critical solution with a mass-scaling critical exponent
. Koike, Hara and Adachi [138] constructed
that critical solution and its linear perturbations from a CSS ansatz as an eigenvalue problem, computing
the critical exponent to high precision. Independently, Maison [153] constructed the regular CSS solutions
and their linear perturbations for a large number of values of k, showing for the first time that the
critical exponents were model-dependent. As Ori and Piran before [171, 172
], he claimed that
there are no regular CSS solutions for k > 0.89, but Neilsen and Choptuik [161
, 162] have
found CSS critical solutions for all values of
right up to 1, both in collapse simulations
and by making a CSS ansatz. The difficulty comes from a change in character of the sonic
point, which becomes a nodal point for k > 0.89, rather than a focal point, making the ODE
problem associated with the CSS ansatz much more difficult to solve. Harada [114] has also found
that the critical solution becomes unstable to a “kink” (discontinuous at the sonic point of the
background solution) mode for k > 0.89, but because it is not smooth it does not seem to have
any influence on the numerical simulations of collapse. On the other hand, the limit k → 1
leading to the stiff EOS
is singular in that during evolution the fluid 4-velocity can
become spacelike and the density
negative. The stiff fluid equations of motion are in fact
equivalent to the massless-scalar field, but the critical solutions can differ, dependending on how
one deals with the issue of negative density [35]. Summarizing, it is possible to construct the
Evans–Coleman CSS critical (codimension-1) solution for all values 0 < k < 1. This solution can be
identified in the general classification of CSS perfect-fluid solutions as the unique spacetime
that is analytic at the center and at the sound cone, is ingoing near the center, and outgoing
everywhere else [40, 41, 42]. There is even a Newtonian counterpart of the critical solution: the
Hunter (a) solution [115
]. Álvarez-Gaumé et al. [7
] have calculated
using perturbation
theory for the spherically symmetric perfect fluid with
for
in d = 5, 6,
7 dimensions. Update
is the only EOS compatible with exact CSS (homothetic) solutions for perfect fluid
collapse [38] and therefore we might think that other equations of state would not display critical
phenomena, at least of type II. Neilsen and Choptuik [161] have given evidence that for the ideal gas EOS
(where
is the rest mass density and
is the internal energy per rest mass unit) the black
hole threshold also contains a CSS attractor, and that it coincides with the CSS exact critical solution of
the ultrarelativistic case with the same
. This is interpreted a posteriori as a sign that the critical CSS
solution is highly ultrarelativistic,
, and hence rest mass is irrelevant.
Novak [167] has also shown in the case k = 1, or even with a more general tabulated EOS,
that type II critical phenomena can be found by velocity-induced perturbations of static TOV
solutions. A thorough and much more precise analysis by Noble and Choptuik [165
, 166] of the
possible collapse scenarios of the stiff k = 1 ideal gas has confirmed this surprising result, and
again the critical solution (and hence the critical exponent) is that of the ultrarelativistic limit
problem. Parametrizing, as usual, the TOV solutions by the central density
, they find that for
low-density initial stars it is not possible to form a black hole by velocity-induced collapse; for
intermediate initial values of
, it is possible to induce type II criticality for large enough velocity
perturbations; for large initial central densities they always get type I criticality, as we might have
anticipated.
Noble and Choptuik [165] have also investigated the evolution of a perfect fluid interacting with a massless scalar field indirectly through gravity. By tuning of the amplitude of the pulse it is possible to drive a fluid star to collapse. For massive stars type I criticality is found, in which the critical solution oscillates around a member of the unstable TOV branch. For less massive stars a large scalar amplitude is required to induce collapse, and the black hole threshold is always dominated by the scalar field DSS critical solution, with the fluid evolving passively.
Non-spherically symmetric perturbations around the spherical critical solution for the perfect fluid can be
used to study angular momentum perturbatively. All nonspherical perturbations of the perfect fluid critical
solution decay for equations of state with k in the range 1/9 < k < 0.49 [101], and so the
spherically symmetric critical solution is stable under small deviations from spherical symmetry.
Infinitesimal angular momentum is carried by the axial parity perturbations with angular dependence
l = 1. From these two facts one can derive the angular momentum scaling law at the black hole
threshold [99, 103],
Ori and Piran [172] have pointed out that there exists a CSS perfect fluid solution for 0 < k < 0.036
generalizing the Larson–Penston solution of Newtonian fluid collapse, and which has a naked singularity for
0 < k < 0.0105. Harada and Maeda [113, 115] have shown that this solution has no growing
perturbative modes in spherical symmetry and hence a naked singularity becomes a global
attractor of the evolution for the latter range of k. This is also true in the limit k = 0, which can
be considered as the Newtonian limit [116, 117]. Their result has been confirmed with very
high precision numerics by Snajdr [189]. This seems to violate cosmic censorship, as generic
spherical initial data would create a naked singularity. However, the exact result (41) holds for any
regular CSS spherical perfect fluid solution, and so all such solutions with k < 1/9 have at
least one unstable nonspherical perturbation. Therefore the naked singularity is unstable to
infinitesimal perturbations with angular momentum when one lifts the restriction to spherical
symmetry.
In the early universe, quantum fluctuations of the metric and matter can be important, for example
providing the seeds of galaxy formation. Large enough fluctuations will collapse to form primordial black
holes. As large quantum fluctuations are exponentially more unlikely than small ones, , where
is the density contrast of the fluctuation, one would expect the spectrum of primordial black holes to be
sharply peaked at the minimal
that leads to black hole formation, giving rise to critical
phenomena [163
]. See also [94, 209].
An approximation to primordial black hole formation is a spherically symmetric distribution of a
radiation gas () with cosmological rather than asymptotically flat boundary conditions.
In [163, 164] type II critical phenomena were found, which would imply that the mass of primordial black
holes formed are much smaller than the naively expected value of the mass contained within the Hubble
horizon at the time of collapse. The boundary conditions and initial data were refined in [119, 160], and a
minimum black hole mass of
10–4 of the horizon mass was found, due to matter accreting onto
the black hole after strong shock formation. However, when the initial data are constructed
more realistically from only the growing cosmological perturbation mode, no minimum mass is
found [177, 159]. Update
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